Consolidation of NASD and the regulatory functions of the NYSE working towards improved regulation : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session ... Thursday, May 17, 2007
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1 online resource (iii, 128 pages) - Publisher: Washington : U.S. G.P.O., 2009.
Content descriptions
General Note: | FDLP Pilot Project record. Paper version available for sale by the Supt. of Docs., U.S. G.P.O. Title from title screen (viewed on Mar. 23, 2010). |
Bibliography, etc. Note: | Includes bibliographical references. |
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Subject: | National Association of Securities Dealers. NYSE Regulation (Firm) Securities industry Self-regulation United States |
Additional Physical Form Titles
Consolidation of NASD and the regulatory functions of the NYSE |